-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D/anjA5iWoptCTFkxsrE2FdrB2zfB0JnS5/vpBgIo3OERCFqMU9Cf198eTyoeEtQ Y2/hRN2yVDd+2b4/zDSmNg== 0000950149-04-000369.txt : 20040213 0000950149-04-000369.hdr.sgml : 20040213 20040212205007 ACCESSION NUMBER: 0000950149-04-000369 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040213 GROUP MEMBERS: KATHLEEN T. ROGERS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DREYERS GRAND ICE CREAM HOLDINGS INC CENTRAL INDEX KEY: 0001189712 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 020623497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1227 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79098 FILM NUMBER: 04594075 BUSINESS ADDRESS: STREET 1: 5929 COLLEGE AVE. CITY: OAKLAND STATE: CA ZIP: 94618 MAIL ADDRESS: STREET 1: 5929 COLLEGE AVE. CITY: OAKLAND STATE: CA ZIP: 94618 FORMER COMPANY: FORMER CONFORMED NAME: NEW DECEMBER INC DATE OF NAME CHANGE: 20020916 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROGERS T GARY & ROGERS KATHLEEN T CENTRAL INDEX KEY: 0000901199 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 5929 COLLEGE AVENUE CITY: OAKLAND STATE: CA ZIP: 94612-1391 BUSINESS PHONE: 4153622375 MAIL ADDRESS: STREET 1: DREYERS GRAND ICE CREAM INC STREET 2: 5929 COLLEGE AVENUE CITY: OAKLAND STATE: CA ZIP: 94612-1391 SC 13G/A 1 f96108a1sc13gza.txt SCHEDULE 13G/A OMB APPROVAL ---------------------------- OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response....... 11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 20)* Dreyer's Grand Ice Cream Holdings Inc.(1) - -------------------------------------------------------------------------------- (Name of Issuer) Class A Callable Puttable Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 261877 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2003 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) (X) Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER CUSIP NO. 261878-10-2 1 NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). T. GARY ROGERS, INDIVIDUALLY AND AS CO-TRUSTEE, THE ROGERS REVOCABLE TRUST DATED DECEMBER 31, 1981 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- ---------------------------------------------- NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 818,113 EACH ---------------------------------------------- REPORTING PERSON WITH: 7 SOLE DISPOSITIVE POWER 22,549(2) ---------------------------------------------- 8 SHARED DISPOSITIVE POWER 818,113 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 840,662 - -------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.85% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - -------------------------------------------------------------------------------- (1) Successor to Dreyer's Grand Ice Cream, Inc. (2) Includes 22,549 shares held in Mr. Rogers' account in the Issuer's 401(k) Savings Plan on December 31, 2003. CUSIP NO. 261878-10-2 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). KATHLEEN T. ROGERS, INDIVIDUALLY AND AS A CO-TRUSTEE OF THE ROGERS REVOCABLE TRUST DATED DECEMBER 31, 1981 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- ---------------------------------------------- NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 818,113 EACH ---------------------------------------------- REPORTING PERSON WITH: 7 SOLE DISPOSITIVE POWER -0- ---------------------------------------------- 8 SHARED DISPOSITIVE POWER 818,113 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 818,113 - -------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.77% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - -------------------------------------------------------------------------------- T. GARY ROGERS AND KATHLEEN T. ROGERS CUSIP NO. 261878-10-2 SCHEDULE 13G Item 1(a). Name of Issuer: Dreyer's Grand Ice Cream Holdings Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 5929 College Avenue Oakland, California 94618 Item 2(a). Name of Person Filing: T. Gary Rogers and his wife, Kathleen T. Rogers Item 2(b). Address of Principal Business Office: 5929 College Avenue Oakland, California 94618 Item 2(c). Citizenship: United States Item 2(d). Title of Class of Securities: Class A Callable Puttable Common Stock Item 2(e). CUSIP Number: 261877 Item 3. Not applicable. Item 4. Ownership: (a) Amount Beneficially Owned as of December 31, 2002: 840,662 (b) Percent of Class: 2.85% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 818,113(1) (iii) Sole power to dispose or to direct the disposition of: 22,549(2) (iv) Shared power to dispose or to direct the disposition of: 2,767,072(2) (1) These shares are held directly by Mr. Rogers and his wife, Kathleen T. Rogers, as Co-trustees of family trusts. (2) Includes 22,549 shares held in Mr. Rogers' account in the Issuer's 401(k) Savings Plan on December 31, 2003. T. GARY ROGERS AND KATHLEEN T. ROGERS CUSIP NO. 261878-10-2 SCHEDULE 13G Item 5. Ownership of Five Percent or Less of Class: Yes. Item 6. Not Applicable Item 7. Identification and Classification of the Subsidiary which Acquired the Security being Reported on by the Parent Holding Company: Not applicable. Item 8. Identification and Classification of Member of the Group: Not applicable. Item 9. Notice of Dissolution of Group: Not applicable. Item 10. Certification: Not applicable. Signature. After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Date: February 4, 2004. /s/ T. Gary Rogers ----------------------------------- T. Gary Rogers, individually and as Co-trustee of the Rogers Revocable Trust /s/ Kathleen T. Rogers ------------------------------------- Kathleen T. Rogers, individually and as Co-trustee of the Rogers Revocable Trust Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----